Sec edgar company search. Company Database Search

SEC

sec edgar company search

This system can prove invaluable to people who need to perform due diligence and other kinds of research on public companies. Also, when searching this way, you can narrow the results by enclosing concepts in double-quotes, e. Companies conducting Tier 1 offerings do not have ongoing reporting requirements other than filing a final report to disclose the termination or completion of the offering while companies conducting Tier 2 offerings do have ongoing reporting requirements. Companies conducting Regulation A offerings are subject to Tier 1 or Tier 2 requirements depending on how much capital they plan to raise in the offering. To help ensure you are looking at the correct fund, double check the ticker symbol on the search results page. If legal advice is required, please seek the services of an attorney. A list of exhibits can be found near the end of the filing in the exhibit index, and public companies are now to include a hyperlink to each exhibit listed.

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Using EDGAR to Research Investments

sec edgar company search

C-U Progress updates — Disclosure during the offering about the status of meeting the target offering amount unless the intermediary provides updates on its online platform and the final amount of securities sold. To help ensure you are looking at the correct variable annuity, double check the name of the contract and the name of the insurance company. Note that the search is case-insensitive. Executive Compensation Domestic public companies regularly disclose the compensation of their chief executive officer and other highly paid executives, and describe their executive and board compensation policies. Besides providing information on corporations, the database also contains information about mutual funds and variable annuities. An exhibit may be filed at the same time as the filing or it may have been previously filed. Often, the disclosure document sent to shareholders is filed as an exhibit to the filing.

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Company Database Search

sec edgar company search

Form Type Description Offering statement — Disclosure by the company making a crowdfunding offering that contains information about itself and the offering. For the best results, search by the marketing name of the variable annuity contract. They also file some different forms, with some filed only by money market funds. Form Type Description Offering statement — This includes the offering circular, the document given to investors that provides important disclosures about the company and the offering. The following table illustrates a sample exhibit index. Exhibits Exhibits are often required in filings and can include material agreements, organizational documents such as company bylaws, financial statements and presentations.

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Company Database Search

sec edgar company search

If it was filed with a different filing altogether, the exhibit index often notes the exhibit as being incorporated by reference. Help and examples for a specific parameter can be found by clicking on the question mark next to the parameter name. Proxy voting record — Identifies specific proposals that the fund was entitled to vote on for its underlying portfolio holdings and how the fund voted on each. On , there is a link to that brings up a page with descriptions and links to various options. You can also research information provided by including , , and. Companies conducting Tier 2 offerings can instead disclose this on Form 1-K.

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Company Database Search

sec edgar company search

After finding the entity or object of your interest, you would then go to our page representing the entity such as a Registrant like Microsoft to get information about it, or you would go to our page listing the contents of the object such as all companies in the software industry. Doing a search this way results mostly in large lists of Filings you may be interested in that contain the text you searched for. Current report — Filed to disclose certain events including a fundamental change, bankruptcy, change in accountant, non-reliance on prior financial statements or audit report, change in control, and departure of principal officers. The first time a company publicly offers and sells its securities is known as its. Securities-based Crowdfunding Crowdfunding is a way to raise money from small individual investments or contributions from a large number of people.

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SEC Info

sec edgar company search

The annual and quarterly reports include for the relevant period. This function's conceptual search engine includes the ability to find the main filing document, attachments, and exhibits. In addition, companies regularly disclose who their significant shareholders are and institutional investment managers, such as managers of mutual funds, hedge funds, or pensions, regularly their holdings. However, organizations or individuals with access to near real-time data via a paid subscription may have an edge over those who need to wait for this data. Business Combinations Depending on how a merger or acquisition is structured, different types of filings may be required by the companies involved in the transaction. You can search for other types of funds as you would search for public companies.

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SEC

sec edgar company search

A prospectus, which often is a large part of the registration statement, is the document given to investors that discloses information about the company and the offering. If it was filed with a prior version of the filing, there often is a notation indicating that the exhibit was previously filed. Listings from any of the searches described above are displayed with the most recent filings at the top. The registration statement often incorporates any proxy statement being sent to shareholders. Common form types filed in connection with a business combination include the following. Financial Information and Results of Operations Domestic public companies file and , as well as when certain events occur that require prompt disclosure.

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